Mortgage Industry Compliance Experts - Expert Witness Services Nationwide

(800) 656-4584

Our Practice

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Practice Areas

  • Mortgage Broker and Lender Legal Compliance
  • State and Federal Regulator Audit Preparation and Defense
  • Expert Witness and Litigator - Mortgage Industry Best Practices
  • General Business Law
  • Immigration Law
  • Medical Marijuana Practice

Our Approach

It's pretty simple. We want you to run your business. We want to provide you with all the compliance tools you need, the manuals, the training, the ongoing advice - to keep you audit ready and in safe harbor. You go get business, let us manage your compliance effort for you. 

A Team in Your Corner

Every morning, our  team has a virtual meeting to discuss our clients  This means that no matter how busy you may be, we are watching over your compliance situation.

Legacy of Success

Locke Law US has a proven track record of success with hundreds of successful audits, dozens of winning expert witness assignments. We use our experience to help you down a path to the results you need. Schedule your free phone consultation today. References will be proudly provided. 

Our Team

Nelson A. Locke, Esq. Attorney

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Subject Matter Expert - Mortgage Industry Regulations in general. 

High level knowledge of the intent and application of the SAFE ACT, the National Mortgage Licensing System, Dodd-Frank, the CFPB, TILA, RESPA, ECOA, FFLA, HOEPA, FACTA, FCRA, COOPA, Regulation Z, AML, BSA GLB,

and Privacy Laws.  

Jon Gordon, Client Services

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Instrumental in developing our Compliance Program for Mortgage Brokers and Lenders. QC Expert whose work product satisfies rigorous audit by state and federal agencies. Fully understands Dodd Frank and CFPB guidelines. He has worked with Mr. Locke since 2002. Reliable and dependable - always there to protect you. 

Juan Pacheco, JD Immigration

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Law School Graduate with extensive Immigration experience, based in Brownsville Texas. He is a 2019 Bar Candidate. Juan is not a "notario", he holds advanced degrees and is the real deal. Juan will travel to meet with you when necessary. He has worked with Mr. Locke since 2013.